CDR Obligations Self-assessment Tool
Quill Peak has developed a sophisticated CDR obligations self-assessment tool to assist CDR participants with achieving and maintaining compliance with the more than 250 obligations that the evolving ecosystem requires. This tool is focused on the non-technical obligations and complements API conformance testing and any required ASAE3150 information security audits.
Key features
- Supports all the CDR participant roles (Data Holder, Data Recipient, Intermediary)
- Supports all the designated sectors (currently banking and energy)
- Allows extensive filtering to focus attention on obligations that are relevant to an organisation
- Supports compliance gap analysis and risk management controls definition and documentation
- Supports multiple infrastructures/products
- Allows full configuration of analysis columns
- Highlights changes in rules from release to release
- Supports fully automated import from previous versions
- Supports locking for audit
- Includes the following regulatory material: Competition Act (section IVD), sector designations, CDR Rules, CX standards, CX guidelines, Privacy act (CDR relevant sections only)
- All regulations are MD5 check-summed to ensure integrity of content is maintained
- Includes extracts and links to key ACCC guidance materials
- Produces statistics on current compliance coverage state
- Based on MS365 Excel with extensive automation (all code is digitally signed for compliance with corporate security policies)
Benefits
- Allows clear documentation of compliance to support risk management processes, internal and regulator audits
- Allows efficient review of compliance when obligations change through highlighting of changed obligations
- Enables delegation of responsibility for defined obligations to stakeholders
- Tool operation is familiar to anyone who has used MS365 Excel
- Timely tool updates ensure that compliance is always up to date with latest rule changes
Screenshots
Below are a selection of screenshots from the tool that provide a sample of the capabilities
Overview video – Part 1 (15 mins)
System requirements
Operating system | Windows 10 |
Applications environment | Microsoft 365 Excel |
Security policy | Must allow execution of signed macros |
Network policy | Prefer access to cloud server for automated update notifications |